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008 160915s2014 gw | s |||| 0|eng d
020 _a9783319039138
_9978-3-319-03913-8
024 7 _a10.1007/978-3-319-03913-8
_2doi
035 _ato000542569
040 _aSpringer
_cSpringer
_dRU-ToGU
050 4 _aHF54.5-54.56
072 7 _aKJQ
_2bicssc
072 7 _aUF
_2bicssc
072 7 _aBUS083000
_2bisacsh
072 7 _aCOM039000
_2bisacsh
082 0 4 _a650
_223
100 1 _aEggert, Mathias.
_eauthor.
_9448460
245 1 0 _aCompliance Management in Financial Industries
_helectronic resource
_bA Model-based Business Process and Reporting Perspective /
_cby Mathias Eggert.
260 _aCham :
_bSpringer International Publishing :
_bImprint: Springer,
_c2014.
300 _aXII, 96 p. 25 illus.
_bonline resource.
336 _atext
_btxt
_2rdacontent
337 _acomputer
_bc
_2rdamedia
338 _aonline resource
_bcr
_2rdacarrier
490 1 _aSpringerBriefs in Information Systems,
_x2192-4929
505 0 _aIntroduction -- Research Background -- Compliance Management and Regulatory Requirements -- Regulatory Environment of Banks -- Business Process Modeling -- Business Process Compliance Analysis -- Data Warehouse Development -- Multisensory Law and Legal Visualization -- Regulatory Requirements Engineering -- Research Design -- Design Science Research -- Complementary Research Methods -- Research Process and Outcome -- Research Results -- Compliance Management and Information Systems -- Business Process Compliance -- Reporting Compliance -- Collaboration of IS Experts and Legal Experts -- Discussion and Outlook.
520 _aSince the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.
650 0 _aEconomics.
_9135154
650 0 _aInformation systems.
_9303226
650 0 _aComputer Science.
_9155490
650 0 _aAuditing.
_9135412
650 0 _aManagement information systems.
_9299049
650 1 4 _aEconomics/Management Science.
_9247365
650 2 4 _aBusiness Information Systems.
_9299050
650 2 4 _aInformation Systems and Communication Service.
_9304271
650 2 4 _aFinance/Investment/Banking.
_9416068
650 2 4 _aModels and Principles.
_9303228
650 2 4 _aAccounting/Auditing.
_9304856
710 2 _aSpringerLink (Online service)
_9143950
773 0 _tSpringer eBooks
830 0 _aSpringerBriefs in Information Systems,
_9447555
856 4 0 _uhttp://dx.doi.org/10.1007/978-3-319-03913-8
912 _aZDB-2-SBE
999 _c400168