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Promoting Information in the Marketplace for Financial Services (Record no. 412809)
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| 000 -Маркер записи | |
|---|---|
| Контрольное поле постоянной длины | 04752nam a22005415i 4500 |
| 001 - Контрольный номер | |
| Контрольное поле | vtls000557652 |
| 005 - Дата корректировки | |
| Контрольное поле | 20210922085509.0 |
| 007 - Кодируемые данные (физ. описан.) | |
| Контрольное поле постоянной длины | cr nn 008mamaa |
| 008 - Кодируемые данные | |
| Контрольное поле постоянной длины | 170212s2015 gw | s |||| 0|eng d |
| 020 ## - Индекс ISBN | |
| ISBN | 9783319094595 |
| -- | 978-3-319-09459-5 |
| 024 7# - Прочие стандартные номера | |
| Стандартный номер | 10.1007/978-3-319-09459-5 |
| Источник номера | doi |
| 035 ## - Системный контрольный номер | |
| Системный контрольный номер | to000557652 |
| 040 ## - Источник каталогиз. | |
| Служба первич. каталог. | Springer |
| Служба, преобразующая запись | Springer |
| Организация, изменившая запись | RU-ToGU |
| 050 #4 - Расстановочный код библ. Конгресса | |
| Классификационный индекс | K3820-3836 |
| 072 #7 - Код предметной/темат. категории | |
| Код предметной/темат. категории | LBBM |
| Источник кода | bicssc |
| 072 #7 - Код предметной/темат. категории | |
| Код предметной/темат. категории | LAW051000 |
| Источник кода | bisacsh |
| 082 04 - Индекс Дьюи | |
| Индекс Дьюи | 343.07 |
| Номер издания | 23 |
| 100 1# - Автор | |
| Автор | Latimer, Paul. |
| Роль лиц | author. |
| 9 (RLIN) | 463641 |
| 245 10 - Заглавие | |
| Заглавие | Promoting Information in the Marketplace for Financial Services |
| Физический носитель | electronic resource |
| Продолж. заглавия | Financial Market Regulation and International Standards / |
| Ответственность | by Paul Latimer, Philipp Maume. |
| 260 ## - Выходные данные | |
| Место издания | Cham : |
| Издательство | Springer International Publishing : |
| -- | Imprint: Springer, |
| Дата издания | 2015. |
| 300 ## - Физическое описание | |
| Объем | XV, 238 p. 1 illus. |
| Иллюстрации/тип воспроизводства | online resource. |
| 336 ## - Тип содержимого | |
| Тип содержимого | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - Средство доступа | |
| Средство доступа | computer |
| Media type code | c |
| Source | rdamedia |
| 338 ## - Тип носителя | |
| Тип носителя | online resource |
| Carrier type code | cr |
| Source | rdacarrier |
| 505 0# - Примечание о содержании | |
| Содержание | Chapter 1: Introduction – Promoting Information -- Chapter 2: Disclosure of Financial and Non-Financial Information in the Marketplace -- Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information is Provided? -- Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity -- Chapter 5: The Failure of Industry Licensing to Keep the Market Informed – Obligation to Provide Financial Services ‘Efficiently, Honestly and Fairly’ -- Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets -- Chapter 7: Stock Exchanges and the Promotion of Information -- Chapter 8: Towards Principles-Based Regulation. |
| 520 ## - Аннотация | |
| Аннотация | This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America. After every “boom” and “bust”, legislators pass new disclosure legislation, often in a heated environment fuelled by politics and the media. Little regard is paid to existing regulation or the lessons learned from earlier regulation. The result is the continuing enactment of redundant and overlapping disclosure laws. Since financial markets are often described as markets for information, the failure to ensure disclosure is at the heart of financial services regulation. This book argues that the solution to the failure of disclosure is a brief, easily understood, principles-based, plain English safety-net amendment to statute law such as “you must keep the financial market fully informed”, a measure that would support effective mandatory continuous disclosure of information to financial markets. This book examines the reasons for disclosure regulation, and how the efficient operation of financial markets is dependent on disclosure. It examines the adequacy of common law and civil law concerning broker/client disclosure, and concludes that industry licensing in itself fails to keep the market informed. While recognizing the failures of securities commissions to achieve good disclosure in financial markets, it confirms the effectiveness of coregulation of disclosure by a commission with the support of the financial markets (such as the stock exchange). Coregulation builds on financial market self-regulation, and is best described in the words of one-time SEC Chairman William O. Douglas, who, in the 1930s, described it as a shotgun behind the door. . |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | law. |
| 9 (RLIN) | 303702 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | Finance. |
| 9 (RLIN) | 142509 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | Commercial law. |
| 9 (RLIN) | 302994 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | Private international law. |
| 9 (RLIN) | 461741 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | Conflict of laws. |
| 9 (RLIN) | 461742 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | International law. |
| 9 (RLIN) | 126072 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | Comparative law. |
| 9 (RLIN) | 307464 |
| 650 #0 - Тематические рубрики | |
| Основная рубрика | trade. |
| 9 (RLIN) | 451204 |
| 650 14 - Тематические рубрики | |
| Основная рубрика | Law. |
| 9 (RLIN) | 303702 |
| 650 24 - Тематические рубрики | |
| Основная рубрика | International Economic Law, Trade Law. |
| 9 (RLIN) | 446963 |
| 650 24 - Тематические рубрики | |
| Основная рубрика | Private International Law, International & Foreign Law, Comparative Law. |
| 9 (RLIN) | 444685 |
| 650 24 - Тематические рубрики | |
| Основная рубрика | Finance, general. |
| 9 (RLIN) | 460231 |
| 650 24 - Тематические рубрики | |
| Основная рубрика | Commercial Law. |
| 9 (RLIN) | 302994 |
| 700 1# - Другие авторы | |
| Другие авторы | Maume, Philipp. |
| Роль лиц | author. |
| 9 (RLIN) | 463642 |
| 710 2# - Другие организации | |
| Организация/юрисдикция | SpringerLink (Online service) |
| 9 (RLIN) | 143950 |
| 773 0# - Источник информации | |
| Название источника | Springer eBooks |
| 856 40 - Электронный адрес документа | |
| URL | <a href="http://dx.doi.org/10.1007/978-3-319-09459-5">http://dx.doi.org/10.1007/978-3-319-09459-5</a> |
| 912 ## - Coursera for Campus: онлайн курсы для ТГУ | |
| Coursera for Campus: онлайн курсы для ТГУ | ZDB-2-SHU |
| 999 ## - Системные контрольные номера (Koha) | |
| biblionumber (Koha) | 412809 |
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